Filing Details

Accession Number:
0000902274-15-000187
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-10 13:59:43
Reporting Period:
2015-11-10
Filing Date:
2015-11-10
Accepted Time:
2015-11-10 13:59:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1021762 A Stephanie Streeter 300 Madison Avenue
Toledo OH 43604
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-10 2,500 $25.35 141,644 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 25,985 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Shares $23.02 2015-02-24 2024-02-24 39,515 39,515 Direct
Common Stock Restricted Stock Units $0.00 115,687 115,687 Direct
Common Stock Share Appreciation Right $21.29 2018-12-31 2023-12-16 240,829 240,829 Direct
Common Stock NQ - Stock Option (Right to Buy) $38.06 2016-02-17 2025-03-02 35,094 35,094 Direct
Common Stock Non-Qualified Stock Option (right to buy) $13.95 2013-02-17 2022-02-17 24,419 24,419 Direct
Common Stock Non-Qualified Stock Option (right to buy) $19.02 2014-02-22 2023-02-22 44,154 44,154 Direct
Common Stock NQ - Stock Option (Right to Buy) $38.06 2016-02-17 2025-03-02 35,094 35,094 Direct
Common Stock Non-Qualified Stock Option (right to buy) $15.47 2012-06-30 2021-07-29 30,382 30,382 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-02-24 39,515 39,515 Direct
115,687 115,687 Direct
2023-12-16 240,829 240,829 Direct
2025-03-02 35,094 35,094 Direct
2022-02-17 24,419 24,419 Direct
2023-02-22 44,154 44,154 Direct
2025-03-02 35,094 35,094 Direct
2021-07-29 30,382 30,382 Direct
Footnotes
  1. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  2. Each retention restricted stock unit ("Retention RSU") vests on December 31, 2018. When vested, each Retention RSU will entitle Ms. Streeter to a payment in cash equal to the amount of the closing price of a share of Libbey Inc. common stock on the vesting date.
  3. Each retention share appreciation right ("Retention SAR") vests on December 31, 2018 and expires on December 16, 2023. When exercised, each Retention SAR will entitle Ms. Streeter to a payment in cash equal to the amount, if any, by which the closing price of a share of Libbey Inc. common stock on the date of exercise exceeds $21.29.
  4. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
  5. The options become exercisable for 25% of the shares on June 30, 2012, June 30, 2013, June 30, 2014 and June 30, 2015.