Filing Details
- Accession Number:
- 0000902274-15-000187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 13:59:43
- Reporting Period:
- 2015-11-10
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 13:59:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1021762 | A Stephanie Streeter | 300 Madison Avenue Toledo OH 43604 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-10 | 2,500 | $25.35 | 141,644 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 25,985 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Shares | $23.02 | 2015-02-24 | 2024-02-24 | 39,515 | 39,515 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 115,687 | 115,687 | Direct | ||
Common Stock | Share Appreciation Right | $21.29 | 2018-12-31 | 2023-12-16 | 240,829 | 240,829 | Direct |
Common Stock | NQ - Stock Option (Right to Buy) | $38.06 | 2016-02-17 | 2025-03-02 | 35,094 | 35,094 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $13.95 | 2013-02-17 | 2022-02-17 | 24,419 | 24,419 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $19.02 | 2014-02-22 | 2023-02-22 | 44,154 | 44,154 | Direct |
Common Stock | NQ - Stock Option (Right to Buy) | $38.06 | 2016-02-17 | 2025-03-02 | 35,094 | 35,094 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $15.47 | 2012-06-30 | 2021-07-29 | 30,382 | 30,382 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-02-24 | 39,515 | 39,515 | Direct |
115,687 | 115,687 | Direct | |
2023-12-16 | 240,829 | 240,829 | Direct |
2025-03-02 | 35,094 | 35,094 | Direct |
2022-02-17 | 24,419 | 24,419 | Direct |
2023-02-22 | 44,154 | 44,154 | Direct |
2025-03-02 | 35,094 | 35,094 | Direct |
2021-07-29 | 30,382 | 30,382 | Direct |
Footnotes
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- Each retention restricted stock unit ("Retention RSU") vests on December 31, 2018. When vested, each Retention RSU will entitle Ms. Streeter to a payment in cash equal to the amount of the closing price of a share of Libbey Inc. common stock on the vesting date.
- Each retention share appreciation right ("Retention SAR") vests on December 31, 2018 and expires on December 16, 2023. When exercised, each Retention SAR will entitle Ms. Streeter to a payment in cash equal to the amount, if any, by which the closing price of a share of Libbey Inc. common stock on the date of exercise exceeds $21.29.
- The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
- The options become exercisable for 25% of the shares on June 30, 2012, June 30, 2013, June 30, 2014 and June 30, 2015.