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Filing Details

Accession Number:: 0001381668-15-000095
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-10 10:57:17
Reporting Period:: 2015-11-09

Filing Date:: 2015-11-10
Accepted Time:: 2015-11-10 10:57:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1381668	Tfs Financial Corp	TFSL	Savings Institution, Federally Chartered (6035)	522054948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1388157	S David Huffman	7007 Broadway Avenue Cleveland OH 44105	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-11-09	37,500	$11.96	44,455	No	4	M	Direct
Common Stock	Disposition	2015-11-09	31,043	$18.31	13,412	No	4	F	Direct
Common Stock	Disposition	2015-11-09	6,457	$18.32	6,955	No	4	S	Direct
Common Stock	Acquisiton	2015-11-09	31,500	$14.00	38,455	No	4	M	Direct
Common Stock	Disposition	2015-11-09	27,819	$18.31	10,636	No	4	F	Direct
Common Stock	Disposition	2015-11-09	3,681	$18.32	6,955	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2015-11-09	37,500	$11.96	37,500	$11.96
Common Stock	Employee Stock Option (right to buy)	Disposition	2015-11-09	31,500	$14.00	31,500	$14.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-05-11	No	4	M	Direct
0		2020-05-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	45,175	Indirect	By Spouse
Common Stock	5,914	Indirect	By ESOP
Common Stock	54,152	Indirect	By 401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00		3,600	3,600	Direct
Common Stock	Restricted Stock Units	$0.00		2,800	2,800	Direct
Common Stock	Employee Stock Option (right to buy)	$14.81	2025-05-28	108,300	108,300	Direct
Common Stock	Restricted Stock Units	$0.00		1,934	1,934	Direct
Common Stock	Employee Stock Option (right to buy)	$9.43	2022-12-15	41,700	41,700	Direct
Common Stock	Employee Stock Option (right to buy)	$8.61	2021-12-15	36,900	36,900	Direct
Common Stock	Employee Stock Option (right to buy)	$14.85	2024-12-18	32,400	32,400	Direct
Common Stock	Employee Stock Option (right to buy)	$11.64	2023-12-03	28,700	28,700	Direct
Common Stock	Restricted Stock Units	$0.00		4,200	4,200	Direct
Common Stock	Restricted Stock Units	$0.00		3,300	3,300	Direct
Common Stock	Restricted Stock Units	$0.00		20,400	20,400	Direct
Common Stock	Restricted Stock Units	$0.00		33,605	33,605	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	3,600	3,600	Direct
	2,800	2,800	Direct
2025-05-28	108,300	108,300	Direct
	1,934	1,934	Direct
2022-12-15	41,700	41,700	Direct
2021-12-15	36,900	36,900	Direct
2024-12-18	32,400	32,400	Direct
2023-12-03	28,700	28,700	Direct
	4,200	4,200	Direct
	3,300	3,300	Direct
	20,400	20,400	Direct
	33,605	33,605	Direct

Footnotes

Corresponds to the exercise price of the stock options.
Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
As reported on a Form 4 dated May 14, 2009, the reporting person received a grant for 37,500 stock options that vest in three equal annual installments beginning on May 12, 2010.
As reported on a Form 4 dated May 18, 2010, the reporting person received a grant for 31,500 stock options that vest in three equal annual installments beginning on May 14, 2011.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units ("RSUs") that vest in four equal annual installments beginning May 14, 2011. Vested shares may be distributed to the reporting person only after that person's termination of employment from TFS Financial Corporation.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
As reported on a Form 4 dated January 2, 2013, the reporting person received a grant of 5,800 Restricted Stock Units ("RSU's") on December 28, 2012. These RSU's vest in three equal annual installments beginning December 15, 2013.
As reported on a Form 4 dated December 28, 2012, the reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.
As reported on a Form 4 dated December 20, 2011, the reporting person received a grant of 36,900 stock options on December 19, 2011 that vest in three equal annual installments beginning December 15, 2012.
As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs") that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.
As reported on a Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. 1,495 shares were delivered to the issuer on June 25, 2014 to pay for applicable tax due upon vesting.