Filing Details
- Accession Number:
- 0000950142-15-002378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 10:53:41
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 10:53:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
109177 | Hrg Group Inc. | HRG | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 741339132 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233563 | Harbinger Capital Partners Master Fund I, Ltd. | C/O International Fund Svs (Ireland) Lt 78 Sir John Rogerson'S Quay Dublin 2 L2 00000 | No | No | Yes | Yes | |
1233569 | Philip Falcone | 450 Park Avenue, 30Th Floor New York NY 10022 | No | No | Yes | Yes | |
1456927 | Harbinger Holdings, Llc | 450 Park Avenue, 30Th Floor New York NY 10022 | No | No | Yes | Yes | |
1457298 | Harbinger Capital Partners Llc | 450 Park Avenue, 30Th Floor New York NY 10022 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-11-06 | 423,657 | $13.13 | 20,260,449 | No | 4 | S | Direct | |
Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-11-09 | 510,449 | $13.15 | 19,750,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.09 to $13.204, inclusive.
- The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, HRG Group, Inc. ("HRG") or a security holder of HRG full information regarding the number of Shares sold at each separate price within the range set forth on this line.
- The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $12.91 to $13.41, inclusive.
- These Shares are owned directly by Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund"), which is a Reporting Person. These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund. Each person listed in this Footnote disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.