Filing Details
- Accession Number:
- 0001225208-15-020615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-10 10:53:35
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-10
- Accepted Time:
- 2015-11-10 10:53:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281761 | Regions Financial Corp | RF | National Commercial Banks (6021) | 630589368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509494 | M. Cynthia Rogers | P. O. Box 10247 Birmingham AL 35202-0247 | Sevp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-06 | 9,500 | $10.05 | 104,490 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-07-01 | 7 | $10.44 | 1,297 | No | 5 | J | Indirect | By Living Trust |
Common Stock | Acquisiton | 2015-10-01 | 9 | $8.99 | 1,306 | No | 5 | J | Indirect | By Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 5 | J | Indirect | By Living Trust |
No | 5 | J | Indirect | By Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,250 | Indirect | By 401(k) |
Depositary Shares Representing Series A Preferred Stock | 1,000 | Indirect | By Spouse IRA |
Common Stock (Phantom Stock) | 4,007 | Indirect | Indirect - By 401 (k) Supplemental Plan |
Footnotes
- Sale pursuant to a trading plan intended to comply with the requirements of SEC Rule 10b5-1.
- These shares were acquired through regular dividend reinvestments.
- Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.