Filing Details
- Accession Number:
- 0000891839-15-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-09 16:16:20
- Reporting Period:
- 2015-11-05
- Filing Date:
- 2015-11-09
- Accepted Time:
- 2015-11-09 16:16:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1285969 | Jeff Clarke | Eastman Kodak Company 343 State Street Rochester NY 14650 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-05 | 10,000 | $13.93 | 49,356 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2017-03-12 | 73,531 | 73,531 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $27.20 | 2021-03-11 | 114,943 | 144,943 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $18.46 | 2022-03-11 | 152,207 | 152,207 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-03-12 | 73,531 | 73,531 | Direct |
2021-03-11 | 114,943 | 144,943 | Direct |
2022-03-11 | 152,207 | 152,207 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.79 to $14.00, inclusive. Mr. Clarke undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, these restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/12/14 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/14 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/15 grant date.