Filing Details
- Accession Number:
- 0000350852-15-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-09 14:30:32
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-09
- Accepted Time:
- 2015-11-09 14:30:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350852 | Community Trust Bancorp Inc | CTBI | State Commercial Banks (6022) | 610979818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194480 | R Jean Hale | Po Box 2947 Pikeville KY 41502-2947 | Chair, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-06 | 10,850 | $29.49 | 134,337 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-06 | 2 | $35.56 | 134,335 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 200 | $35.54 | 134,135 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 2 | $35.52 | 134,133 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 34 | $35.47 | 134,099 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 200 | $35.41 | 133,899 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 1,200 | $35.40 | 132,699 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 400 | $35.66 | 132,299 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 400 | $35.33 | 131,899 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 100 | $35.34 | 131,799 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 100 | $35.25 | 131,699 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 200 | $35.39 | 131,499 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 100 | $35.12 | 131,399 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 300 | $35.17 | 131,099 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 100 | $35.13 | 130,999 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 500 | $35.56 | 130,499 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 100 | $35.54 | 130,399 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 400 | $35.52 | 129,999 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 300 | $35.47 | 129,699 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 6,212 | $35.41 | 123,487 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2015-11-06 | 2,713 | $29.49 | 2,713 | $29.49 |
| Common Stock | Option | Disposition | 2015-11-06 | 2,713 | $29.49 | 2,713 | $29.49 |
| Common Stock | Option | Disposition | 2015-11-06 | 2,713 | $29.49 | 2,713 | $29.49 |
| Common Stock | Option | Disposition | 2015-11-06 | 2,713 | $29.49 | 2,713 | $29.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-01-27 | 2016-01-27 | No | 4 | M | Direct |
| 0 | 2008-01-27 | 2016-01-27 | No | 4 | M | Direct |
| 0 | 2009-01-27 | 2016-01-27 | No | 4 | M | Direct |
| 0 | 2010-01-27 | 2016-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,573 | Indirect | By: ESOP |
| Common Stock | 69,005 | Indirect | By: 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $35.41 | 2008-01-23 | 2017-01-23 | 3,107 | 3,107 | Direct |
| Common Stock | Option | $35.41 | 2009-01-23 | 2017-01-23 | 3,107 | 6,214 | Direct |
| Common Stock | Option | $35.41 | 2010-01-23 | 2017-01-23 | 3,107 | 9,320 | Direct |
| Common Stock | Option | $35.41 | 2011-01-23 | 2017-01-23 | 3,107 | 12,427 | Direct |
| Common Stock | Option | $25.75 | 2013-01-29 | 2018-01-29 | 6,875 | 19,302 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-23 | 3,107 | 3,107 | Direct |
| 2017-01-23 | 3,107 | 6,214 | Direct |
| 2017-01-23 | 3,107 | 9,320 | Direct |
| 2017-01-23 | 3,107 | 12,427 | Direct |
| 2018-01-29 | 6,875 | 19,302 | Direct |
Footnotes
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- Option previously reported as covering 2,466 shares @$32.44 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- Option previously reported as covering 2,824.25shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
- Option previously reported as covering 6,250 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
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