Filing Details
- Accession Number:
- 0001019687-15-003955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-09 14:26:05
- Reporting Period:
- 2015-11-03
- Filing Date:
- 2015-11-09
- Accepted Time:
- 2015-11-09 14:26:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1355848 | Genius Brands International Inc. | GNUS | Services-Motion Picture & Video Tape Production (7812) | 204118216 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591978 | A Andrew Heyward | 301 N. Canon Drive Suite 305 Beverly Hills CA 90210 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value, $0.001 Per Share | Acquisiton | 2015-11-03 | 500,000 | $0.00 | 522,836 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2015-11-03 | 500,000 | $0.00 | 500,000 | $1.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
500,000 | 2015-11-03 | 2020-11-03 | No | 4 | P | Direct |
Footnotes
- The Reporting Person purchased 500,000 shares of the Issuer's common stock and warrants to purchase 500,000 shares of the Issuer's common stock at an exercise price of $1.10 for an aggregate purchase price of $500,000 in the Issuer's private placement. The Reporting Person may not exercise the warrant to the extent such exercise would cause the Reporting Person to hold in excess of 4.99% of the Issuer's common stock after such exercise and the Reporting Person's ownership will be limited accordingly.