Filing Details
- Accession Number:
- 0001209191-15-079041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-09 12:09:32
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-09
- Accepted Time:
- 2015-11-09 12:09:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1543643 | Cu Bancorp | CUNB | National Commercial Banks (6021) | 900779788 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626478 | R Charles Beauregard | C/O Cu Bancorp 15821 Ventura Boulevard, Suite 100 Encino CA 91436 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-06 | 4,800 | $24.80 | 99,390 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | $7.59 | 2016-06-21 | 32,924 | 32,924 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-06-21 | 32,924 | 32,924 | Direct |
Footnotes
- Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
- As of filing date, the stock option grant is 100% vested and immediately exercisable.
Billionaire Hedge Funds
