Filing Details
- Accession Number:
- 0001127602-15-030682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-06 18:52:56
- Reporting Period:
- 2015-11-05
- Filing Date:
- 2015-11-06
- Accepted Time:
- 2015-11-06 18:52:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
701347 | Central Pacific Financial Corp | CPF | State Commercial Banks (6022) | 990212597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491133 | C John Dean | 220 S. King St Honolulu HI 96813 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-05 | 1,000 | $23.15 | 2,188 | No | 4 | S | Indirect | SCV Management Co, LLC |
Common Stock | Disposition | 2015-11-05 | 1,000 | $23.24 | 1,188 | No | 4 | S | Indirect | SCV Management Co, LLC |
Common Stock | Disposition | 2015-11-05 | 1,188 | $23.25 | 0 | No | 4 | S | Indirect | SCV Management Co, LLC |
Common Stock | Disposition | 2015-11-05 | 4,627 | $23.00 | 0 | No | 4 | S | Indirect | Startup Capital Ventures, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | SCV Management Co, LLC |
No | 4 | S | Indirect | SCV Management Co, LLC |
No | 4 | S | Indirect | SCV Management Co, LLC |
No | 4 | S | Indirect | Startup Capital Ventures, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,000 | Indirect | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
Common Stock | 8,122 | Direct | |
Common Stock | 2,706 | Direct | |
Common Stock | 98,146 | Indirect | The John C Dean Rev Trust |
Common Stock | 9,883 | Direct | |
Common Stock | 4,706 | Direct |
Footnotes
- These shares were sold by Startup Capital Ventures, Management Co, LLC (the "Company"). Mr. Dean had an interest in the shares owned by the Company. Mr. Dean disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- These shares were sold by Startup Capital Ventures, LP (the "Partnership"). Mr. Dean had an interest in the shares owned by the Partnership. Mr. Dean disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- RSUs time-based; granted 2/17/15
- RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
- RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.