Filing Details
- Accession Number:
- 0001104659-15-076759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-06 17:18:05
- Reporting Period:
- 2015-11-04
- Filing Date:
- 2015-11-06
- Accepted Time:
- 2015-11-06 17:18:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410939 | Ophthotech Corp. | OPHT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277966 | Chandrakant Samir Patel | C/O Ophthotech Corporation One Penn Plaza, 19Th Floor New York NY 10119 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-04 | 40,000 | $0.00 | 299,292 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-05 | 12,822 | $53.06 | 286,470 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-05 | 4,200 | $53.95 | 282,270 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-05 | 3,665 | $54.80 | 278,605 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Restricted stock units converted into common stock on a one-for-one basis upon vesting upon the achievement of certain performance criteria, pursuant to the applicable Restricted Stock Unit Agreement.
- Represents shares automatically sold pursuant to the prespecified terms of the applicable Restricted Stock Unit Agreement to satisfy the issuer's minimum statutory withholding obligations with respect to the income recognized by the reporting person upon the vesting of the restricted stock units on November 4, 2015.
- These shares were disposed of in multiple transactions on November 5, 2015 at actual sales prices ranging from $52.50 to $53.48 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares were disposed of in multiple transactions on November 5, 2015 at actual sales prices ranging from $53.58 to $54.43 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares were disposed of in multiple transactions on November 5, 2015 at actual sales prices ranging from $54.79 to $54.89 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.