Filing Details

Accession Number:
0000927089-15-000546
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-06 15:08:18
Reporting Period:
2015-11-06
Filing Date:
2015-11-06
Accepted Time:
2015-11-06 15:08:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094810 Mutualfirst Financial Inc MFSF State Commercial Banks (6022) 371392810
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204241 J Richard Lashley Mutualfirst Financial, Inc.
110 East Charles Street
Muncie IN 47305-2400
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-06 18,750 $23.25 137,413 No 4 P Indirect By Goodbody/PL Capital, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Goodbody/PL Capital, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Indirect IRA- R. Lashley
Common Stock 347,651 Indirect By Financial Edge Fund, LP
Common Stock 152,723 Indirect By Financial Edge Strategic Fund, LP
Common Stock 66,186 Indirect By PL Capital/Focused Fund, LP
Footnotes
  1. Goodbody/PL Capital, LP is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, LP. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. The shares reported were previously incorrectly reported on Form 3 as owned directly. There was no change in ownership. This is a correction in the Ownership Form from direct to indirect by IRA on behalf of Mr. Lashley.
  3. Financial Edge Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, LP. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. Financial Edge-Strategic Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, LP. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
  5. PL Capital/Focused Fund, LP is a Delaware limited partnership. PL Capital, LLP is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, LP. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.