Filing Details
- Accession Number:
- 0001437749-15-020019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-06 14:04:35
- Reporting Period:
- 2015-11-04
- Filing Date:
- 2015-11-06
- Accepted Time:
- 2015-11-06 14:04:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1452857 | Steel Partners Holdings L.p. | SPLP | Miscellaneous Primary Metal Products (3390) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005784 | G Warren Lichtenstein | C/O Steel Partners Holdings L.p., 590 Madison Avenue, 32Nd Floor New York NY 10022 | Executive Chairman | Yes | Yes | Yes | No |
1504325 | Steel Partners, Ltd. | 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1547324 | Wgl Capital Corp. | 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1606923 | Sph Spv-I Llc | 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units, No Par Value | Acquisiton | 2015-09-16 | 9,535 | $0.00 | 140,546 | No | 5 | G | Direct | |
Common Units, No Par Value | Disposition | 2015-11-04 | 706,991 | $0.00 | 6,232,656 | No | 4 | S | Indirect | By WGL Capital Corp. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Indirect | By WGL Capital Corp. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units, No Par Value | 130,891 | Indirect | By Steel Partners, Ltd. |
Common Units, No Par Value | 1,208,352 | Indirect | By SPH SPV-I LLC |
Common Units, No Par Value | 500,000 | Indirect | By 2014 GRAT |
Common Units, No Par Value | 500,000 | Indirect | By 2015 GRAT 1 |
Common Units, No Par Value | 500,000 | Indirect | By 2015 GRAT 2 |
Footnotes
- This Form 4 is filed jointly by WGL Capital Corp. ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of SPL, SPH SPV and Mr. Lichtenstein may be deemed to be 10% owners of the Issuer and WGL is a 10% owner of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein.
- The Common Units were sold in a private transaction in exchange for equity in a private corporation.
- SPL, as the sole shareholder of WGL, and Mr. Lichtenstein, as the Chief Executive Officer, Secretary and sole director of WGL, may be deemed to beneficially own the Common Units owned directly by WGL.
- Mr. Lichtenstein, as the Chief Executive Officer and sole director of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
- Mr. Lichtenstein, as the managing member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
- These Common Units were previously reported as directly beneficially owned by Mr. Lichtenstein but were contributed to a grantor retained annuity trust on May 20, 2015.