Filing Details
- Accession Number:
- 0001534701-15-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-06 12:45:51
- Reporting Period:
- 2015-11-04
- Filing Date:
- 2015-11-06
- Accepted Time:
- 2015-11-06 12:45:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534701 | Phillips 66 | PSX | Petroleum Refining (2911) | 453779385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547334 | Michael Lawrence Ziemba | 3010 Briarpark Drive Houston TX 77042 | Executive Vp, Refining | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-04 | 8,563 | $35.38 | 16,772 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-04 | 20,811 | $20.27 | 37,583 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-04 | 45,093 | $21.56 | 82,676 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-04 | 74,467 | $93.38 | 8,209 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-11-04 | 8,563 | $0.00 | 8,563 | $35.38 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-11-04 | 20,811 | $0.00 | 20,811 | $20.27 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-11-04 | 45,093 | $0.00 | 45,093 | $21.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-14 | 2018-02-14 | No | 4 | M | Direct |
| 0 | 2012-02-12 | 2019-02-12 | No | 4 | M | Direct |
| 0 | 2013-02-12 | 2020-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units | 21,902 | Direct | |
| Common Stock | 2,420 | Indirect | By Phillips 66 Savings Plan |
Footnotes
- The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.71 to $93.70. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
- Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
Billionaire Hedge Funds
