Filing Details
- Accession Number:
- 0001127602-15-030472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-05 18:39:36
- Reporting Period:
- 2015-11-03
- Filing Date:
- 2015-11-05
- Accepted Time:
- 2015-11-05 18:39:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181119 | Jr G James Shennan | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-03 | 15,000 | $4.32 | 48,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-03 | 15,000 | $62.49 | 33,550 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-03 | 15,000 | $0.00 | 45,000 | No | 5 | G | Indirect | By Shennan 1995 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | By Shennan 1995 Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-11-03 | 15,000 | $0.00 | 15,000 | $4.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,334 | 2009-11-17 | 2018-11-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 124,880 | Indirect | By Shennan Family Investments LLC |
| Common Stock | 312,088 | Indirect | By Shennan LLC |
Footnotes
- On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split.
- Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.
Billionaire Hedge Funds
