Filing Details
- Accession Number:
- 0001108426-15-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-05 17:56:21
- Reporting Period:
- 2015-11-05
- Filing Date:
- 2015-11-05
- Accepted Time:
- 2015-11-05 17:56:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108426 | Pnm Resources Inc | PNM | Electric Services (4911) | 850019030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540396 | E Ronald Talbot | 414 Silver Ave, Sw Albuquerque NM 87158-1275 | Sr Vp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-05 | 3,150 | $28.28 | 25,269 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Shares | $0.00 | 6,060 | 6,060 | Direct | ||
Common Stock | Restricted Stock Rights | $0.00 | 7,094 | 7,094 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,060 | 6,060 | Direct | |
7,094 | 7,094 | Direct |
Footnotes
- Represents shares sold in the open market to satisfy the reporting person's tax obligations arising in connection with the vesting of the the equity awards, in addition to the minimum statutory tax withholding for the vesting of equity awards.
- Reflects the sale of stock.
- The security converts to common stock on a one-for-one basis.
- The phantom shares were acquired under the PNM Resources, Inc. Executive Savings Plan and will settle upon the reporting person's retirement or other termination of service.
- Total represents shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. Executive Savings Plan II as of September 30, 2015.
- Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
- The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).