Filing Details
- Accession Number:
- 0001108426-15-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-05 17:50:18
- Reporting Period:
- 2015-11-05
- Filing Date:
- 2015-11-05
- Accepted Time:
- 2015-11-05 17:50:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108426 | Pnm Resources Inc | PNM | Electric Services (4911) | 850019030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536511 | N. Ronald Darnell | 414 Silver Ave, Sw Albuquerque NM 87158-1275 | Svp, Public Policy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-05 | 2,900 | $28.29 | 25,347 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Rights | $0.00 | 4,526 | 4,526 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,526 | 4,526 | Direct |
Footnotes
- Represents shares sold in the open market to satisfy the reporting person's tax obligations arising in connection with the vesting of the the equity awards, in addition to the minimum statutory tax withholding for the vesting of equity awards.
- Reflects the sale of stock.
- Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
- The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).