Filing Details

Accession Number:
0001108426-15-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-05 17:50:18
Reporting Period:
2015-11-05
Filing Date:
2015-11-05
Accepted Time:
2015-11-05 17:50:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536511 N. Ronald Darnell
414 Silver Ave, Sw
Albuquerque NM 87158-1275
Svp, Public Policy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-05 2,900 $28.29 25,347 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Rights $0.00 4,526 4,526 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
4,526 4,526 Direct
Footnotes
  1. Represents shares sold in the open market to satisfy the reporting person's tax obligations arising in connection with the vesting of the the equity awards, in addition to the minimum statutory tax withholding for the vesting of equity awards.
  2. Reflects the sale of stock.
  3. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  4. The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).