Filing Details
- Accession Number:
- 0001179110-15-014551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-05 17:46:34
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2015-11-05
- Accepted Time:
- 2015-11-05 17:46:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487058 | Tad Rivelle | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-04 | 3,813 | $5.28 | 102,753 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2015-11-04 | 3,300 | $5.29 | 106,053 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2015-11-04 | 1,200 | $5.29 | 107,253 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2015-11-04 | 10,500 | $5.29 | 117,753 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2015-10-26 | 0 | $0.00 | 107,849 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2015-11-03 | 0 | $0.00 | 855,404 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Direct |
Footnotes
- No transaction occurred in Common Stock owned indirectly by Reporting Person
- No transaction occurred in Common Stock owned directly by Reporting Person
Billionaire Hedge Funds
