Filing Details
- Accession Number:
- 0000921895-15-002369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-05 17:34:55
- Reporting Period:
- 2015-11-03
- Filing Date:
- 2015-11-05
- Accepted Time:
- 2015-11-05 17:34:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
918923 | P L Fund Value Biotechnology | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | No | Yes | |
1055947 | P/Il L Partners Bvf | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | No | Yes | |
1056807 | Bvf Inc/Il | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | No | Yes | |
1102444 | Biotechnology Value Fund Ii Lp | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | No | Yes | |
1132245 | Bvf Investments Llc | One Sansome St 30Th Floor San Francisco CA 94104 | No | No | No | Yes | |
1233840 | N Mark Lampert | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-03 | 73,000 | $6.98 | 2,671,577 | No | 4 | S | Indirect | See Explanation of Reponses |
Common Stock | Disposition | 2015-11-04 | 287,000 | $7.00 | 2,384,577 | No | 4 | S | Indirect | See Explanation of Reponses |
Common Stock | Disposition | 2015-11-05 | 2,384,577 | $0.00 | 0 | No | 4 | J | Indirect | See Explanation of Reponses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Explanation of Reponses |
No | 4 | S | Indirect | See Explanation of Reponses |
No | 4 | J | Indirect | See Explanation of Reponses |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,162,381 | Indirect | See Explanation of Reponses |
Common Stock | 1,251,914 | Indirect | See Explanation of Reponses |
Footnotes
- This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), BVF Investments, L.L.C. ("BVFLLC"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13G group that no longer owns more than 10% of the Issuer's outstanding shares of Common Stock pursuant to Rule 16a-1(a)(1). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Represents shares of Common Stock owned directly by BVF. As the general partner of BVF, Partners may be deemed to beneficially own the shares of Common Stock owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc., may be deemed to beneficially own the shares of Common Stock owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the shares of Common Stock owned directly by BVF.
- Represents shares of Common Stock owned directly by BVF2. As the general partner of BVF2, Partners may be deemed to beneficially own the shares of Common Stock owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc., may be deemed to beneficially own the shares of Common Stock owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the shares of Common Stock owned directly by BVF2.
- Represents shares of Common Stock owned directly by BVFLLC. As the manager of BVFLLC, Partners may be deemed to beneficially own the shares of Common Stock owned directly by BVFLLC. As the investment adviser and general partner of Partners, BVF Inc., may be deemed to beneficially own the shares of Common Stock owned directly by BVFLLC. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the shares of Common Stock owned directly by BVFLLC.
- The shares of Common Stock are directly beneficially owned by BVFLLC, a Delaware limited liability company. Pursuant to the operating agreement of BVFLLC, BVF Partners, L.P., a Delaware limited partnership is authorized, among other things, to invest the contributed capital of Samana Capital, L.P., the majority member of BVFLLC, in the shares of Common Stock and other securities and to vote, exercise or convert and dispose of such securities and is entitled to receive fees based on assets under management and, subject to certain exceptions, allocations based on realized and unrealized gains on such assets.
- Units may represent aggregation of daily trade activity. Details regarding individual execution amounts and prices are available upon request.
- BVFLLC made an in-kind distribution of the shares to an account over which none of the Reporting Persons has investment discretion.
- Pursuant to the November 5, 2015 distribution described in Footnote 7, BVFLLC no longer directly owns shares of Common Stock. As the manager of BVFLLC, Partners may have been deemed to beneficially own the shares of Common Stock previously owned directly by BVFLLC. As the investment adviser and general partner of Partners, BVF Inc., may have been deemed to beneficially own the shares of Common Stock previously owned directly by BVFLLC. As a director and officer of BVF Inc., Mr. Lampert may have been deemed to beneficially own the shares of Common Stock previously owned directly by BVFLLC.