Filing Details

Accession Number:
0001209191-15-078690
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-05 16:14:00
Reporting Period:
2015-11-05
Filing Date:
2015-11-05
Accepted Time:
2015-11-05 16:14:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047884 Anworth Mortgage Asset Corp ANH Real Estate Investment Trusts (6798) 522059785
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187338 Iii A Lee Ault 1299 Ocean Avenue
Second Floor
Santa Monica CA 90401
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-05 21,341 $4.66 63,341 No 4 P Direct
Common Stock Acquisiton 2015-11-05 1,628 $4.66 64,969 No 4 P Direct
Common Stock Acquisiton 2015-11-05 201 $4.66 65,170 No 4 P Direct
Common Stock Acquisiton 2015-11-05 100 $4.66 65,270 No 4 P Direct
Common Stock Acquisiton 2015-11-05 6,330 $4.66 71,600 No 4 P Direct
Common Stock Acquisiton 2015-11-05 400 $4.66 72,000 No 4 P Direct
Common Stock Acquisiton 2015-11-05 11,000 $4.66 83,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 14,000 14,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
14,000 14,000 Direct
Footnotes
  1. 1-for-1.
  2. The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.