Filing Details
- Accession Number:
- 0001209191-15-078690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-05 16:14:00
- Reporting Period:
- 2015-11-05
- Filing Date:
- 2015-11-05
- Accepted Time:
- 2015-11-05 16:14:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1047884 | Anworth Mortgage Asset Corp | ANH | Real Estate Investment Trusts (6798) | 522059785 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187338 | Iii A Lee Ault | 1299 Ocean Avenue Second Floor Santa Monica CA 90401 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-05 | 21,341 | $4.66 | 63,341 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-05 | 1,628 | $4.66 | 64,969 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-05 | 201 | $4.66 | 65,170 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-05 | 100 | $4.66 | 65,270 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-05 | 6,330 | $4.66 | 71,600 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-05 | 400 | $4.66 | 72,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-05 | 11,000 | $4.66 | 83,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 14,000 | 14,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
14,000 | 14,000 | Direct |
Footnotes
- 1-for-1.
- The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.