Filing Details
- Accession Number:
- 0001209191-15-078635
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-05 12:57:51
- Reporting Period:
- 2015-06-30
- Filing Date:
- 2015-11-05
- Accepted Time:
- 2015-11-05 12:57:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421898 | Christopher Edmonds-Waters | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Head Of Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-30 | 40 | $97.86 | 4,654 | No | 5 | A | Direct | |
| Common Stock | Disposition | 2015-11-03 | 1,675 | $124.17 | 2,979 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-03 | 1,500 | $60.37 | 4,654 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-03 | 1,575 | $64.37 | 3,154 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-03 | 1,475 | $71.11 | 1,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-03 | 4,150 | $124.53 | 104 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-03 | 400 | $123.89 | 4,254 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2015-11-03 | 1,500 | $60.37 | 1,500 | $60.37 |
| Common Stock | Stock Option | Disposition | 2015-11-03 | 1,575 | $64.37 | 1,575 | $64.37 |
| Common Stock | Stock Option | Disposition | 2015-11-03 | 1,475 | $71.11 | 1,475 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
| 1,575 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
| 2,950 | 2014-04-30 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,607 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- The 1,675 shares were sold through separate trades, with the sale prices ranging from $123.58 to $124.39 and at a weighted average saleprice of $124.1744.
- The 4,150 shares were sold through separate trades, with the sale prices ranging from $124.12 to $125.08 and at a weighted average saleprice of $124.5277.
- The 400 shares were sold through separate trades, with the sale prices ranging from $123.57 to $124.09 and at a weighted average saleprice of $123.8933.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2015.
Billionaire Hedge Funds
