Filing Details
- Accession Number:
- 0001209191-15-078515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 18:06:57
- Reporting Period:
- 2015-10-30
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 18:06:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501678 | Christopher Litster | C/O Constant Contact, Inc., 1601 Trapelo Road Waltham MA 02451 | Svp, Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-30 | 1 | $13.09 | 2,366 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-30 | 1 | $26.00 | 2,365 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-02 | 203 | $6.89 | 2,568 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-02 | 1,500 | $18.79 | 4,068 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-02 | 6,000 | $19.02 | 10,068 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-02 | 5,925 | $18.22 | 15,993 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-02 | 14,630 | $13.09 | 30,623 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-02 | 5,000 | $13.75 | 35,623 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-02 | 33,258 | $31.86 | 2,365 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-10-30 | 1 | $0.00 | 1 | $13.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-02 | 203 | $0.00 | 203 | $6.89 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-02 | 1,500 | $0.00 | 1,500 | $18.79 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-02 | 6,000 | $0.00 | 6,000 | $19.02 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-02 | 5,925 | $0.00 | 5,925 | $18.22 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-02 | 14,630 | $0.00 | 14,630 | $13.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-02 | 5,000 | $0.00 | 5,000 | $13.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,009 | 2022-12-04 | No | 4 | M | Direct | |
| 0 | 2017-06-05 | No | 4 | M | Direct | |
| 0 | 2018-03-03 | No | 4 | M | Direct | |
| 0 | 2020-03-01 | No | 4 | M | Direct | |
| 2,075 | 2020-09-01 | No | 4 | M | Direct | |
| 11,379 | 2022-12-04 | No | 4 | M | Direct | |
| 5,000 | 2023-03-04 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2015.
- Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $31.75 to $32.00 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- 25% of the shares subject to the option will vest on December 4, 2013, and 6.25% of the shares subject to the option will vest quarterly thereafter, such that 100% of the shares subject to the option will be fully vested on December 4, 2016.
- 25% of the shares subject to the option vested on June 5, 2008, and 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on June 5, 2011.
- 25% of the shares subject to the option vested on March 3, 2009, and 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on March 3, 2012.
- 25% of the shares subject to the option vested on March 1, 2011, and 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on March 1, 2014.
- 25% of the shares subject to the option vested on September 1, 2011, and 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on September 1, 2014.
- 25% of the shares subject to the option will vest on March 4, 2014, and 6.25% of the shares subject to the option will vest quarterly thereafter, such that 100% of the shares subject to the option will be fully vested on March 4, 2017.
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