Filing Details

Accession Number:
0000921895-15-002356
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-04 18:03:34
Reporting Period:
2015-11-02
Filing Date:
2015-11-04
Accepted Time:
2015-11-04 18:03:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Patent Owners & Lessors (6794) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580771 W. Glenn Welling C/O Engaged Capital, Llc
610 Newport Center Dr. Suite 250
Newport Beach CA 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-02 99,813 $9.46 773,553 No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Common Stock Acquisiton 2015-11-03 3,500 $9.72 777,053 No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Engaged Capital Master Feeder II, LP
No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 348,530 Indirect By: Engaged Capital Master Feeder I, LP
Common Stock 27,603 Direct
Footnotes
  1. Purchase effected pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2015.
  2. Shares owned directly by Engaged Capital Master Feeder I, LP ("Engaged Capital Master I"). Mr. Welling, solely by virtue of his position as the founder and Chief Investment Officer ("CIO") of Engaged Capital, LLC ("Engaged Capital"), the general partner and investment advisor of Engaged Capital Master I, and as the sole member of Engaged Capital Holdings, LLC ("Engaged Holding"), the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master I for purposes of Section 16. Mr. Welling expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. Shares owned directly by Engaged Capital Master Feeder II, LP ("Engaged Capital Master II"). Mr. Welling, solely by virtue of his position as the founder and CIO of Engaged Capital, the general partner and investment advisor of Engaged Capital Master II, and as the sole member of Engaged Holdings, the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master II for purposes of Section 16. Mr. Welling expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.