Filing Details
- Accession Number:
- 0001437749-15-019659
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 17:53:33
- Reporting Period:
- 2015-11-02
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 17:53:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811212 | Cesca Therapeutics Inc. | KOOL | Laboratory Apparatus & Furniture (3821) | 943018487 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600387 | Kenneth Harris | C/O Mcdermott Will &Amp; Emery 2049 Century Park East, 38Th Floor Los Angeles CA 90067-3218 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-02 | 5,700 | $0.60 | 4,576,078 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-03 | 4,810 | $0.60 | 4,571,268 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2015
- Also includes 33,333 shares of restricted stock which will vest on February 18, 2016 and 2017.
Billionaire Hedge Funds
