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Filing Details

Accession Number:: 0001575622-15-000022
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-04 16:44:11
Reporting Period:: 2015-11-02

Filing Date:: 2015-11-04
Accepted Time:: 2015-11-04 16:44:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	State Commercial Banks (6022)	204929029

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1575622	E.h. Dewhurst	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-11-02	8,668	$12.34	66,856	No	4	S	Indirect	BY FALCON SEABOARD INVESTMENT COMPANY, L.P.
Common Stock	Disposition	2015-11-02	1,232	$12.38	3,269	No	4	S	Indirect	By Falcon Seaboard Holdings, LLC
Common Stock	Disposition	2015-11-03	4,877	$12.48	61,979	No	4	S	Indirect	BY FALCON SEABOARD INVESTMENT COMPANY, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	BY FALCON SEABOARD INVESTMENT COMPANY, L.P.
No	4	S	Indirect	By Falcon Seaboard Holdings, LLC
No	4	S	Indirect	BY FALCON SEABOARD INVESTMENT COMPANY, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,000	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2015.
The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.22 to $12.41, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person is Vice President-Finance, Treasurer and Authorized Representative of this entity.
The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.335 to $12.45, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.215 to $12.56, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.