Filing Details
- Accession Number:
- 0001225208-15-020379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 16:39:52
- Reporting Period:
- 2015-11-02
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 16:39:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1627137 | R Terri Kallsen | 211 Main Street San Francisco CA 94105 | Evp - Investor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-02 | 1,506 | $30.98 | 16,871 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-11-03 | 640 | $31.45 | 16,231 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-11-04 | 4,800 | $13.64 | 21,031 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-04 | 3,900 | $23.12 | 24,931 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-04 | 3,200 | $12.10 | 28,131 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-04 | 3,569 | $31.55 | 24,562 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-04 | 11,900 | $31.58 | 12,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2015-11-04 | 3,200 | $0.00 | 3,200 | $12.10 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2015-11-04 | 4,800 | $0.00 | 4,800 | $13.64 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2015-11-04 | 3,900 | $0.00 | 3,900 | $23.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,362 | 2013-06-01 | 2022-06-01 | No | 4 | M | Direct |
| 5,200 | 2013-11-01 | 2022-11-01 | No | 4 | M | Direct |
| 7,989 | 2014-11-01 | 2023-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,456 | Indirect | by ESPP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $31.48 to $31.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $31.50 to $31.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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