Home > Insider Trading > Filing (0001209191-15-078443)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1138639	Infinera Corp	INFN	Telephone & Telegraph Apparatus (3661)	770560433

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1399121	J Thomas Fallon	C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-02	75,000	$8.19	75,000	No	4	M	Direct
Common Stock	Acquisiton	2015-11-02	5,595	$8.19	80,595	No	4	M	Direct
Common Stock	Acquisiton	2015-11-02	69,405	$8.19	150,000	No	4	M	Direct
Common Stock	Disposition	2015-11-02	150,000	$19.85	0	No	4	S	Direct
Common Stock	Disposition	2015-11-02	50,000	$19.85	769,456	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2015-11-02	75,000	$0.00	75,000	$8.19
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2015-11-02	5,595	$0.00	5,595	$8.19
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2015-11-02	69,405	$0.00	159,461	$8.19

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-11-23	No	4	M	Direct
0	2019-11-23	No	4	M	Direct
90,056	2019-11-23	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$8.58	2021-02-10	14,286	14,286	Direct
Common Stock	Employee Stock Option (Right to Buy)	$8.58	2021-02-10	32,965	32,965	Direct
Common Stock	Employee Stock Option (Right to Buy)	$8.58	2021-02-10	30,475	30,475	Direct
Common Stock	Employee Stock Option (Right to Buy)	$8.58	2021-02-10	182,250	182,250	Direct
Common Stock	Restricted Stock Units	$0.00		37,666	37,666	Direct
Common Stock	Restricted Stock Units	$0.00		71,258	71,258	Direct
Common Stock	Restricted Stock Units	$0.00		55,240	55,240	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-02-10	14,286	14,286	Direct
2021-02-10	32,965	32,965	Direct
2021-02-10	30,475	30,475	Direct
2021-02-10	182,250	182,250	Direct
	37,666	37,666	Direct
	71,258	71,258	Direct
	55,240	55,240	Direct

Footnotes

This sale was made in connection with Mr. Fallon's Rule 10b5-1 Trading Plan, which was adopted on May 29, 2015.
This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $19.49 to $20.08 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Fallon will provide full information regarding the number of shares sold at each separate price.
These shares are held directly by The Fallon Family Revocable Trust dated 9/7/94, for which Mr. Fallon is a trustee.
This option is fully-vested.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
These RSUs vest in three annual installments beginning on February 5, 2014.
These RSUs vest in three annual installments beginning on May 5, 2015.
These RSUs vest in three annual installments beginning on May 5, 2016.