Filing Details
- Accession Number:
- 0000899243-15-007585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 16:30:06
- Reporting Period:
- 2015-11-02
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 16:30:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539519 | A John Mccarthy | Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2015-11-02 | 27,264 | $0.00 | 14,953 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2015-11-03 | 12,736 | $0.00 | 2,217 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 88,570 | Direct |
Footnotes
- Represents the sale of 27,264 shares in multiple transactions at prices ranging from $12.74 to $13.00 per share, resulting in a weighted average sale price per share of $12.95. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- Represents the sale of 12,736 shares in multiple transactions at prices ranging from $12.77 to $13.04 per share, resulting in a weighted average sale price per share of $12.97. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.