Filing Details
- Accession Number:
- 0001246360-15-003491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 16:14:24
- Reporting Period:
- 2015-11-02
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 16:14:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 800459 | Harman International Industries Inc | HAR | Household Audio & Video Equipment (3651) | 112534306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454377 | David Slump | 400 Atlantic Street, Suite 1500 Stamford CT 06901 | Evp, Operations | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-02 | 7,500 | $16.43 | 41,190 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-02 | 6,646 | $110.42 | 34,544 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-02 | 1,600 | $110.86 | 32,944 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-11-02 | 7,500 | $0.00 | 7,500 | $16.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,500 | 2019-02-02 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Options vest in five equal annual installments commencing one year from the date of grant.
- The sale price represents the weighted average sale price of the shares sold ranging from $109.65 to $110.63 per share. Upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The sale price represents the weighted average sale price of the shares sold ranging from $110.65 to $111.51 per share. Upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Billionaire Hedge Funds
