Filing Details
- Accession Number:
- 0000899243-15-007582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 16:06:59
- Reporting Period:
- 2015-11-02
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 16:06:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091862 | Chemtura Corp | CHMT | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 522183153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236555 | A Craig Rogerson | 199 Benson Road Middlebury CT 06749 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-02 | 33,761 | $16.03 | 381,051 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-02 | 33,761 | $31.94 | 347,290 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-11-02 | 91,442 | $16.03 | 438,732 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-02 | 91,442 | $32.00 | 347,290 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-11-03 | 106,411 | $16.03 | 453,701 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-03 | 106,411 | $32.03 | 347,290 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-02 | 33,761 | $0.00 | 33,761 | $16.03 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-02 | 91,442 | $0.00 | 91,442 | $16.03 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-03 | 106,411 | $0.00 | 106,411 | $16.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-03-10 | No | 4 | M | Direct | |
304,264 | 2021-03-10 | No | 4 | M | Direct | |
197,853 | 2021-03-10 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.56 to $32.11, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.10, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.20, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
- This option, which initially represented a right to purchase a total of 151,332 shares (117,571 of which were purchased on October 9, 2015), became exercisable in three equal installments on the date of grant, March 31, 2012 and March 31, 2013.
- This option, which initially represented a right to purchase a total of 395,706 shares (91,442 of which were purchased on November 2, 2015 and 106,411 of which were purchased on November 3, 2015), became exercisable in three equal installments, on March 10, 2012, March 10, 2013 and March 10, 2014.