Filing Details
- Accession Number:
- 0000950103-15-008695
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 16:03:20
- Reporting Period:
- 2015-11-03
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 16:03:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
759944 | Citizens Financial Group Inc | CFG | State Commercial Banks (6022) | 050412693 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
729153 | Plc Scotland Of Bank Royal | 36 St. Andrew Square Edinburgh X0 EH2 2YB | No | No | Yes | No | |
844150 | Plc Group Scotland Of Bank Royal | 36 St. Andrew Square Edinburgh X0 EH2 2YB | No | No | Yes | No | |
1619969 | Ltd. Holdings International Rbsg | 24/25 St. Andrew Square Edinburgh X0 EH2 1AF | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-03 | 110,461,782 | $23.38 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited in connection with the Issuer's registered follow-on offering (the "Follow-on Offering"), which closed on November 3, 2015. The material terms of the Follow-on Offering are described in the prospectus supplement dated October 29, 2015, filed by the Issuer with the U.S. Securities and Exchange Commission on November 2, 2015.
- This amount represents the $23.38 per share price of Common Stock received by RBSG International Holdings Limited in connection with the Follow-on Offering.
- Following the sale of 110,461,782 shares of Common Stock in the Follow-on Offering, RBSG International Holdings Limited, a wholly owned subsidiary of The Royal Bank of Scotland Group plc, has fully exited its stake in the Issuer's Common Stock.