Filing Details
- Accession Number:
- 0001209191-15-078369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 15:53:20
- Reporting Period:
- 2015-11-04
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 15:53:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
709283 | Quantum Corp | QTM | Computer Storage Devices (3572) | 942665054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1584386 | J Gregg Powers | C/O Quantum Corporation 224 Airport Parkway, Suite 300 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-04 | 50,000 | $0.93 | 586,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 265,392 | Indirect | Pelican Bay Holdings, LLC |
Footnotes
- Mr. Powers is the sole member of Pelican Bay Holdings, LLC.
- The purchase price reported in column 4 of Table I represents the weighted average purchase price of the shares purchased ranging from $0.9201 to $0.9348 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- Mr. Powers also has sole voting and dispositive power with respect to 3,861,350 shares owned by commingled funds or mutual funds over which Mr. Powers serves as Portfolio Manager. As CEO and Portfolio Manager of Private Capital Management, LLC ("PCM"), Mr. Powers exercises shared voting and dispositive power with respect to 12,884,243 shares, including shares held by those PCM clients that have delegated proxy authority to PCM. Such delegation may be granted or revoked at any time at the client's discretion. PCM disclaims beneficial ownership of client owned shares over which it has dispositive power and disclaims the existence of a group.