Filing Details
- Accession Number:
- 0001225208-15-020348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 15:46:28
- Reporting Period:
- 2015-11-04
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 15:46:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62996 | Masco Corp | MAS | Millwood, Veneer, Plywood, & Structural Wood Members (2430) | 381794485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1599376 | J. Keith Allman | 21001 Van Born Road Taylor MI 48180 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-04 | 30,770 | $19.66 | 243,278 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-04 | 27,351 | $26.68 | 270,629 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-04 | 14,245 | $23.34 | 284,874 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-04 | 8,308 | $29.24 | 276,566 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-04 | 12,692 | $29.23 | 263,874 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-11-04 | 25,329 | $29.24 | 238,545 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-11-04 | 26,037 | $29.24 | 212,508 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2015-11-04 | 30,770 | $0.00 | 30,770 | $19.66 |
| Common Stock | Employee Stock Option | Disposition | 2015-11-04 | 27,351 | $0.00 | 27,351 | $26.68 |
| Common Stock | Employee Stock Option | Disposition | 2015-11-04 | 14,245 | $0.00 | 14,245 | $23.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 123,081 | 2024-02-12 | No | 4 | M | Direct | |
| 0 | 2017-05-24 | No | 4 | M | Direct | |
| 0 | 2016-07-26 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.18 to $29.27, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.
- This option is exercisable in five equal annual installments of 30,770 shares commencing February 12, 2015.
- Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
- This option became exercisable in five equal annual installments commencing May 24, 2008.
- This option became exercisable in five equal annual installments commencing July 26, 2007.
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