Filing Details
- Accession Number:
- 0000919574-15-007603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-03 21:26:56
- Reporting Period:
- 2015-10-30
- Filing Date:
- 2015-11-03
- Accepted Time:
- 2015-11-03 21:26:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
821483 | Par Pacific Holdings Inc. | PARR | Crude Petroleum & Natural Gas (1311) | 841060803 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257391 | Whitebox Advisors Llc | 3033 Excelsior Boulevard, Suite 300 Minneapolis MN 55416 | No | No | Yes | No | |
1650272 | Whitebox General Partner Llc | 3033 Excelsior Bouelvard, Suite 300 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-10-30 | 96,000 | $22.86 | 8,419,976 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2015-11-02 | 17,000 | $22.69 | 8,402,976 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2015-11-03 | 20,000 | $22.50 | 8,382,976 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $0.10 | 2012-08-31 | 2022-08-31 | 345,135 | 345,135 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-08-31 | 345,135 | 345,135 | Indirect |
Footnotes
- These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and Whitebox Tactical Opportunities Fund ("WTOF" and together with the Private Funds, the "Whitebox Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Whitebox Funds, and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.
- The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- Warrants are held directly by WAP, WMSP, WCRAP, WCCAP and PSP.
- Warrants that may be exercised to acquire shares of the Issuer's common stock are held directly by the Private Funds identified in footnote (3), and were originally acquired by such Private Funds on August 31, 2012 and reported in a Form 3 filed on September 12, 2012. The number of warrant shares currently disclosed reflects the effect of anti-dilution adjustments since that time in connection with the Issuer's 1 for 10 reverse stock split and issuances of additional common stock by the Issuer in settlement of previously unresolved claims under the Issuer's Chapter 11 Plan of Reorganization.