Filing Details
- Accession Number:
- 0001212545-15-000215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-03 19:34:02
- Reporting Period:
- 2015-10-30
- Filing Date:
- 2015-11-03
- Accepted Time:
- 2015-11-03 19:34:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331630 | Nafees M Nagy | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-07-02 | 5,000 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2015-07-02 | 5,000 | $0.00 | 39,860 | No | 5 | G | Indirect | Sajan Star IV LLC |
| Common Stock | Disposition | 2015-10-30 | 5,648 | $36.11 | 34,212 | No | 4 | S | Indirect | Sajan Star IV LLC |
| Common Stock | Disposition | 2015-10-30 | 5,552 | $36.11 | 9,249 | No | 4 | S | Indirect | Sunset Property Group LLC |
| Common Stock | Disposition | 2015-11-02 | 9,411 | $36.18 | 24,801 | No | 4 | S | Indirect | Sajan Star IV LLC |
| Common Stock | Disposition | 2015-11-02 | 9,249 | $36.18 | 0 | No | 4 | S | Indirect | Sunset Property Group LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Sajan Star IV LLC |
| No | 4 | S | Indirect | Sajan Star IV LLC |
| No | 4 | S | Indirect | Sunset Property Group LLC |
| No | 4 | S | Indirect | Sajan Star IV LLC |
| No | 4 | S | Indirect | Sunset Property Group LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 360,358 | Indirect | Sajan Alliance, LLC |
| Common Stock | 11,886 | Indirect | Nagy Perpetual Trust |
| Common Stock | 11,885 | Indirect | AJN Perpetual Trust |
Footnotes
- On July 2, 2015, the reporting person transferred 5,000 shares to Sajan Star IV LLC.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.57 to $36.44, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.47, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Billionaire Hedge Funds
