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Home > Insider Trading > Filing (0001127602-15-030196)

Filing Details

Accession Number:: 0001127602-15-030196
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-03 18:21:04
Reporting Period:: 2015-11-03

Filing Date:: 2015-11-03
Accepted Time:: 2015-11-03 18:21:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568669	Pennymac Financial Services Inc.	PFSI	Mortgage Bankers & Loan Correspondents (6162)	800882793

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1544302	Doug Jones	C/O Pennymac Financial Services, Inc. 6101 Condor Drive Moorpark CA 93021	Ch Institutional Mrtg Bnkg Off	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2015-11-03	3,000	$16.82	0	No	4	S	Indirect	The Jones Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	The Jones Family Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC	$0.00			781,767	781,767	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	781,767	781,767	Indirect

Footnotes

These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.