Filing Details
- Accession Number:
- 0001127602-15-030055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-03 10:38:00
- Reporting Period:
- 2015-10-30
- Filing Date:
- 2015-11-03
- Accepted Time:
- 2015-11-03 10:38:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1465913 | Joaquin Delgado | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-30 | 11,370 | $87.35 | 25,938 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-30 | 6,670 | $158.28 | 19,268 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-30 | 1,618 | $158.29 | 17,650 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-30 | 1,181 | $158.30 | 16,469 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-30 | 900 | $158.31 | 15,569 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-30 | 600 | $158.33 | 14,969 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-30 | 401 | $158.34 | 14,568 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-10-30 | 11,370 | $0.00 | 11,370 | $87.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-05-09 | 2016-05-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,068 | Indirect | By 401k/paesop Trust |
Footnotes
- Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Billionaire Hedge Funds
