Filing Details
- Accession Number:
- 0001028734-15-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-02 19:47:23
- Reporting Period:
- 2015-10-29
- Filing Date:
- 2015-11-02
- Accepted Time:
- 2015-11-02 19:47:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235147 | Morgan Gust | 821 17Th Street Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-29 | 1,000 | $11.08 | 5,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-29 | 1,000 | $13.01 | 4,050 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-10-29 | 1,000 | $9.56 | 5,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-29 | 1,000 | $13.01 | 4,050 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-10-29 | 1,000 | $7.22 | 5,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-29 | 1,000 | $13.01 | 4,050 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-10-29 | 1,000 | $7.54 | 5,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-29 | 1,000 | $13.01 | 4,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-29 | 1,000 | $0.00 | 1,000 | $7.22 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-29 | 1,000 | $0.00 | 1,000 | $7.54 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-29 | 1,000 | $0.00 | 1,000 | $9.56 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-29 | 1,000 | $0.00 | 1,000 | $11.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-18 | 2018-05-18 | No | 4 | M | Direct |
| 0 | 2010-05-19 | 2017-05-19 | No | 4 | M | Direct |
| 0 | 2013-05-15 | 2020-05-15 | No | 4 | M | Direct |
| 0 | 2014-05-15 | 2021-05-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | by Trust |
Billionaire Hedge Funds
