Filing Details
- Accession Number:
- 0001127602-15-029998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-02 19:29:15
- Reporting Period:
- 2015-10-29
- Filing Date:
- 2015-11-02
- Accepted Time:
- 2015-11-02 19:29:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1568669 | Pennymac Financial Services Inc. | PFSI | Mortgage Bankers & Loan Correspondents (6162) | 800882793 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544302 | Doug Jones | C/O Pennymac Financial Services, Inc. 6101 Condor Drive Moorpark CA 93021 | Ch Institutional Mrtg Bnkg Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-10-29 | 12,000 | $0.00 | 12,000 | No | 4 | M | Indirect | The Jones Family Trust |
| Class A Common Stock | Disposition | 2015-10-29 | 3,000 | $16.66 | 9,000 | No | 4 | S | Indirect | The Jones Family Trust |
| Class A Common Stock | Disposition | 2015-10-30 | 3,000 | $17.01 | 6,000 | No | 4 | S | Indirect | The Jones Family Trust |
| Class A Common Stock | Disposition | 2015-11-02 | 3,000 | $16.56 | 3,000 | No | 4 | S | Indirect | The Jones Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | The Jones Family Trust |
| No | 4 | S | Indirect | The Jones Family Trust |
| No | 4 | S | Indirect | The Jones Family Trust |
| No | 4 | S | Indirect | The Jones Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC | Disposition | 2015-10-29 | 12,000 | $0.00 | 12,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 781,767 | No | 4 | M | Indirect |
Footnotes
- Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
- These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
- The price reported is the weighted average price of multiple transactions ranging from $16.41 to $16.915 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected.
- The price reported is the weighted average price of multiple transactions ranging from $16.54 to $16.59. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected.
Billionaire Hedge Funds
