Filing Details

Accession Number:
0001179110-15-014334
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-02 18:00:54
Reporting Period:
2014-01-29
Filing Date:
2015-11-02
Accepted Time:
2015-11-02 18:00:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
809559 Tcw Strategic Income Fund Inc TSI () 930939398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487058 Tad Rivelle Tcw Strategic Income Fund, Inc.
865 S. Figueroa Street, Ste. 1800
Los Angeles CA 90017
Portfolio Manager No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-29 0 $0.00 98,940 No 4 P Indirect Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common Stock Acquisiton 2015-10-26 0 $0.00 107,849 No 4 P Indirect Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common Stock Acquisiton 2015-09-28 0 $0.00 376,895 No 4 P Direct
Common Stock Acquisiton 2015-10-29 200 $5.28 396,824 No 4 P Direct
Common Stock Acquisiton 2015-10-29 100 $5.28 396,924 No 4 P Direct
Common Stock Acquisiton 2015-10-29 3,000 $5.28 399,924 No 4 P Direct
Common Stock Acquisiton 2015-10-29 12,600 $5.28 412,524 No 4 P Direct
Common Stock Acquisiton 2015-10-29 900 $5.29 413,424 No 4 P Direct
Common Stock Acquisiton 2015-10-29 800 $5.29 414,224 No 4 P Direct
Common Stock Acquisiton 2015-10-29 3,300 $5.29 417,524 No 4 P Direct
Common Stock Acquisiton 2015-10-29 100 $5.30 417,624 No 4 P Direct
Common Stock Acquisiton 2015-10-29 100 $5.30 417,724 No 4 P Direct
Common Stock Acquisiton 2015-10-29 4,800 $5.30 422,524 No 4 P Direct
Common Stock Acquisiton 2015-10-30 8,400 $5.27 430,924 No 4 P Direct
Common Stock Acquisiton 2015-10-30 2,300 $5.27 433,224 No 4 P Direct
Common Stock Acquisiton 2015-10-30 4,601 $5.27 437,825 No 4 P Direct
Common Stock Acquisiton 2015-10-30 3,009 $5.28 440,834 No 4 P Direct
Common Stock Acquisiton 2015-10-30 5,000 $5.29 445,834 No 4 P Direct
Common Stock Acquisiton 2015-10-30 1,700 $5.30 447,534 No 4 P Direct
Common Stock Acquisiton 2015-10-30 1,900 $5.31 449,434 No 4 P Direct
Common Stock Acquisiton 2015-10-30 6,400 $5.31 455,834 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
No 4 P Indirect Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. No transaction occurred in Common Stock owned indirectly by Reporting Person
  2. No transaction occurred in Common Stock owned directly by Reporting Person