Filing Details
- Accession Number:
- 0001179110-15-014334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-02 18:00:54
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2015-11-02
- Accepted Time:
- 2015-11-02 18:00:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487058 | Tad Rivelle | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-29 | 0 | $0.00 | 98,940 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Common Stock | Acquisiton | 2015-10-26 | 0 | $0.00 | 107,849 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Common Stock | Acquisiton | 2015-09-28 | 0 | $0.00 | 376,895 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 200 | $5.28 | 396,824 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 100 | $5.28 | 396,924 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 3,000 | $5.28 | 399,924 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 12,600 | $5.28 | 412,524 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 900 | $5.29 | 413,424 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 800 | $5.29 | 414,224 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 3,300 | $5.29 | 417,524 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 100 | $5.30 | 417,624 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 100 | $5.30 | 417,724 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-29 | 4,800 | $5.30 | 422,524 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 8,400 | $5.27 | 430,924 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 2,300 | $5.27 | 433,224 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 4,601 | $5.27 | 437,825 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 3,009 | $5.28 | 440,834 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 5,000 | $5.29 | 445,834 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 1,700 | $5.30 | 447,534 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 1,900 | $5.31 | 449,434 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 6,400 | $5.31 | 455,834 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
No | 4 | P | Direct | |
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Footnotes
- No transaction occurred in Common Stock owned indirectly by Reporting Person
- No transaction occurred in Common Stock owned directly by Reporting Person