Filing Details
- Accession Number:
- 0001209191-15-077732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-02 16:32:13
- Reporting Period:
- 2015-10-29
- Filing Date:
- 2015-11-02
- Accepted Time:
- 2015-11-02 16:32:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1462120 | Live Oak Bancshares Inc. | LOB | State Commercial Banks (6022) | 264596286 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373716 | Henderson William Cameron | 1741 Tiburon Drive Wilmington NC 28403 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Disposition | 2015-08-21 | 57,225 | $0.00 | 169,975 | No | 5 | G | Direct | |
| Voting Common Stock | Acquisiton | 2015-10-29 | 2,000 | $14.67 | 2,000 | No | 4 | P | Indirect | By William H. Cameron Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | P | Indirect | By William H. Cameron Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Voting Common Stock | 470 | Indirect | By GST-Exempt Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Voting Common Stock | Stock Option (right to buy) | $4.40 | 2024-03-26 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-03-26 | 30,000 | 30,000 | Direct |
Footnotes
- The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021.
Billionaire Hedge Funds
