Filing Details
- Accession Number:
- 0001127602-15-029892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-02 12:22:35
- Reporting Period:
- 2015-10-30
- Filing Date:
- 2015-11-02
- Accepted Time:
- 2015-11-02 12:22:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
53669 | Johnson Controls Inc | JCI | Public Bldg & Related Furniture (2531) | 390380010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1599394 | J Brian Cadwallader | 5757 N Green Bay Ave Milwaukee WI 53209 | Vp, Secretary & Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-30 | 12,500 | $28.54 | 28,797 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-10-30 | 16,100 | $27.85 | 44,897 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-30 | 28,600 | $44.82 | 16,297 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-30 | 28 | $45.21 | 16,270 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-30 | 5,603 | $45.18 | 0 | No | 4 | I | Indirect | By 401(k) Plan Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | I | Indirect | By 401(k) Plan Trustee |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-10-30 | 12,500 | $0.00 | 12,500 | $28.54 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-10-30 | 16,100 | $0.00 | 16,100 | $27.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-10-07 | 2021-10-07 | No | 4 | M | Direct |
0 | 2014-10-05 | 2022-10-05 | No | 4 | M | Direct |
Footnotes
- The balance includes 10.913 shares acquired via dividend reinvestment on 10/2/2015.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.71 to $45.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
- The number of underlying securities is based on the stock fund balance on October 30, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 30, 2015 stock fund price of $45.18 per unit.