Filing Details
- Accession Number:
- 0000878526-15-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-30 19:44:55
- Reporting Period:
- 2015-10-28
- Filing Date:
- 2015-10-30
- Accepted Time:
- 2015-10-30 19:44:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898243 | B James Hawkins | Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-10-28 | 56,189 | $16.38 | 533,463 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2015-10-28 | 56,189 | $45.89 | 477,274 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-10-29 | 6,162 | $16.38 | 483,436 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2015-10-29 | 6,162 | $45.89 | 477,274 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-10-30 | 37,649 | $16.38 | 514,923 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2015-10-30 | 37,649 | $45.53 | 477,274 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2015-10-28 | 56,189 | $0.00 | 56,189 | $16.38 |
| Common Stock | Non-qualified Stock Option | Disposition | 2015-10-29 | 6,162 | $0.00 | 6,162 | $16.38 |
| Common Stock | Non-qualified Stock Option | Disposition | 2015-10-30 | 37,649 | $0.00 | 37,649 | $16.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,811 | 2011-07-01 | 2017-06-01 | No | 4 | M | Direct |
| 37,649 | 2011-07-01 | 2017-06-01 | No | 4 | M | Direct |
| 0 | 2011-07-01 | 2017-06-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $45.75 to $46.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $45.70 to $46.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $45.26 to $45.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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