Filing Details
- Accession Number:
- 0001012975-15-000729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-30 17:49:37
- Reporting Period:
- 2015-10-28
- Filing Date:
- 2015-10-30
- Accepted Time:
- 2015-10-30 17:49:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579252 | Jason Industries Inc. | JASN | Miscellaneous Manufacturing Industries (3990) | 462888322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1620560 | Alex Mitchell | 623 Fifth Avenue, 31St Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-10-28 | 2,150 | $4.40 | 117,271 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-28 | 16,579 | $4.40 | 520,774 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-28 | 3 | $4.44 | 87,837 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-28 | 7,365 | $4.40 | 448,555 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-28 | 3 | $4.44 | 26,263 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-29 | 15 | $4.40 | 117,256 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-29 | 127 | $4.40 | 520,647 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-29 | 1 | $4.40 | 87,836 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-29 | 56 | $4.40 | 448,499 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-29 | 1 | $4.40 | 26,262 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-30 | 21 | $3.79 | 117,235 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-30 | 191 | $3.77 | 520,456 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-30 | 2 | $3.70 | 87,834 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-30 | 84 | $3.77 | 448,415 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-10-30 | 2 | $3.70 | 26,260 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2015-10-30 | 1,598 | $0.20 | 1,598 | $12.00 |
Common Stock | Warrants | Disposition | 2015-10-30 | 14,514 | $0.20 | 14,514 | $12.00 |
Common Stock | Warrants | Disposition | 2015-10-30 | 3 | $0.21 | 3 | $12.00 |
Common Stock | Warrants | Disposition | 2015-10-30 | 5,583 | $0.20 | 5,583 | $12.00 |
Common Stock | Warrants | Disposition | 2015-10-30 | 3 | $0.21 | 3 | $12.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
157,707 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
705,811 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
161,461 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
606,858 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
42,364 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $4.40 to $4.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $3.50 to $3.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The securities are held by Scopus Partners, L.P. ("SPLP"). The reporting person owns 100% of the equity interests of the general partner of SPLP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
- The securities are held by Scopus Partners II, L.P. ("SPIILP"). The reporting person owns 100% of the equity interests of the general partner of SPIILP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
- The securities are held by Scopus Vista Partners, L.P. ("SVPLP"). The reporting person owns 100% of the equity interests of the general partner of SVPLP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
- The securities are held by Scopus Fund Ltd. ("SFL"). The reporting person owns an equity interest in SFL and indirectly controls SFL. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
- The securities are held by Scopus Vista Fund Ltd. ("SVFL"). The reporting person owns an equity interest in SVFL and indirectly controls SVFL. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
- The price reported in Column 8 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $0.2029 to $0.2300, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.