Filing Details

Accession Number:
0001012975-15-000729
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-30 17:49:37
Reporting Period:
2015-10-28
Filing Date:
2015-10-30
Accepted Time:
2015-10-30 17:49:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579252 Jason Industries Inc. JASN Miscellaneous Manufacturing Industries (3990) 462888322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1620560 Alex Mitchell 623 Fifth Avenue, 31St Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-28 2,150 $4.40 117,271 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-28 16,579 $4.40 520,774 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-28 3 $4.44 87,837 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-28 7,365 $4.40 448,555 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-28 3 $4.44 26,263 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-29 15 $4.40 117,256 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-29 127 $4.40 520,647 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-29 1 $4.40 87,836 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-29 56 $4.40 448,499 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-29 1 $4.40 26,262 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-30 21 $3.79 117,235 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-30 191 $3.77 520,456 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-30 2 $3.70 87,834 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-30 84 $3.77 448,415 No 4 S Indirect See Footnote
Common Stock Disposition 2015-10-30 2 $3.70 26,260 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2015-10-30 1,598 $0.20 1,598 $12.00
Common Stock Warrants Disposition 2015-10-30 14,514 $0.20 14,514 $12.00
Common Stock Warrants Disposition 2015-10-30 3 $0.21 3 $12.00
Common Stock Warrants Disposition 2015-10-30 5,583 $0.20 5,583 $12.00
Common Stock Warrants Disposition 2015-10-30 3 $0.21 3 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
157,707 2014-08-14 2019-06-30 No 4 S Indirect
705,811 2014-08-14 2019-06-30 No 4 S Indirect
161,461 2014-08-14 2019-06-30 No 4 S Indirect
606,858 2014-08-14 2019-06-30 No 4 S Indirect
42,364 2014-08-14 2019-06-30 No 4 S Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $4.40 to $4.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $3.50 to $3.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The securities are held by Scopus Partners, L.P. ("SPLP"). The reporting person owns 100% of the equity interests of the general partner of SPLP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
  4. The securities are held by Scopus Partners II, L.P. ("SPIILP"). The reporting person owns 100% of the equity interests of the general partner of SPIILP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
  5. The securities are held by Scopus Vista Partners, L.P. ("SVPLP"). The reporting person owns 100% of the equity interests of the general partner of SVPLP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
  6. The securities are held by Scopus Fund Ltd. ("SFL"). The reporting person owns an equity interest in SFL and indirectly controls SFL. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
  7. The securities are held by Scopus Vista Fund Ltd. ("SVFL"). The reporting person owns an equity interest in SVFL and indirectly controls SVFL. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
  8. The price reported in Column 8 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $0.2029 to $0.2300, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.