Filing Details

Accession Number:
0001209191-15-077512
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-30 17:49:04
Reporting Period:
2015-10-28
Filing Date:
2015-10-30
Accepted Time:
2015-10-30 17:49:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469510 Resolute Energy Corp REN Crude Petroleum & Natural Gas (1311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
919468 Spo Advisory Corp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
948279 Sf Advisory Partners Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1046206 Spo Partners Ii Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1202553 H John Scully 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252456 Spo Advisory Partners Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252458 San Francisco Partners Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252462 J Eli Weinberg 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252480 Foundation Snow Phoebe 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-28 2,000,000 $0.47 14,991,617 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. The entities selling these shares are SPO Partners II, L.P. ("SPO Partners"), which sold 1,912,300 shares, San Francisco Partners, L.P. ("SF Partners"), which sold 79,000 shares and Phoebe Snow Foundation ("PSF") which sold 8,700 shares. The range of prices for the sales on 10/28/2015, reported on line 1 above, was $0.47-$0.4991.
  2. As a result of the sales causing this filing 14,396,717 shares of the issuer's common stock are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) John H. Scully ("JHS") and Eli J. Weinberg ("EJW"), the two controlling persons of SPO Corp. Additionally 594,900 shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp, the sole general partner of SF Advisory, and (iii) JHS and EJW, the two controlling persons of SPO Corp.
  3. Additionally, following the transaction that caused this filing, JHS beneficially owns 5,200 shares of the Issuer's common stock held in the JHS individual retirement account, which is self-directed. Additionally Phoebe Snow Foundation ("PSF") owns 65,200 shares of the Issuer's common stock. These shares may be deemed to be beneficially owned by JHS solely in his capacity as a controlling person, director and executive officer of PSF.