Filing Details

Accession Number:
0001595078-15-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-30 17:10:48
Reporting Period:
2015-10-29
Filing Date:
2015-10-30
Accepted Time:
2015-10-30 17:10:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
706129 Horizon Bancorp HBNC National Commercial Banks (6021) 351562417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595078 G David Rose 527 Lismore Lane
Valparaiso IN 46385
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-29 2,000 $9.91 4,365 No 4 A Direct
Common Stock Disposition 2015-10-29 2,000 $27.09 2,365 No 4 S Direct
Common Stock Acquisiton 2015-10-30 1,500 $9.91 3,865 No 4 A Direct
Common Stock Disposition 2015-10-30 1,500 $26.13 2,365 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock option Disposition 2015-10-29 2,000 $0.00 2,000 $9.91
Common Stock Employee Stock Option Disposition 2015-10-30 1,500 $0.00 1,500 $9.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-09-14 2015-09-14 No 4 M Direct
0 2010-09-14 2015-09-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 80,624 Indirect By ESOP
Common Stock 28,166 Indirect By SERP
Footnotes
  1. The option was granted 09/14/2010 and vested in five equal installments beginning on the first anniversary of the date of grant.