Filing Details
- Accession Number:
- 0001397635-15-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-10-30 13:40:18
- Reporting Period:
- 2015-10-23
- Filing Date:
- 2015-10-30
- Accepted Time:
- 2015-10-30 13:40:18
- Original Submission Date:
- 2015-10-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1100917 | Onvia Inc | ONVI | Services-Business Services, Nec (7389) | 911859172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1386980 | F James Adelson | 15 East 5Th Street, Suite 3200 Tulsa OK 74103 | No | No | Yes | No | |
| 1386981 | J Stephen Heyman | 15 East 5Th Street, Suite 3200 Tulsa OK 74103 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-10-23 | 115 | $4.07 | 1,593,884 | No | 4 | S | Indirect | See Footnote #2 |
| Common Stock | Disposition | 2015-10-29 | 1,586 | $4.00 | 1,592,298 | No | 4 | S | Indirect | See Footnote #4 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote #2 |
| No | 4 | S | Indirect | See Footnote #4 |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $4.07 to $4.09 inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- These shares include 1,236,481 shares directly owned by Asamara, LLC, and 357,403 shares directly owned by Nadel and Gussman Energy, LLC.
- This transaction was executed in multiple trades at prices ranging from $4.00 to $4.09 inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- These shares include 1,236,481 shares directly owned by Asamara, LLC, and 355,817 shares directly owned by Nadel and Gussman Energy, LLC.
Billionaire Hedge Funds
