Home > Insider Trading > Filing (0001140361-15-039058)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
909791	Ultratech Inc	UTEK	Special Industry Machinery, Nec (3559)	943169580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1056973	P L Capital Carlson	2100 Mckinney Ave Ste 1800 Dallas TX 75201		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-10-28	4,487	$15.39	3,284,001	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2015-10-28	27,300	$15.74	3,311,301	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2015-10-28	27,300	$15.74	3,338,601	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2015-10-29	27,450	$15.60	3,366,051	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Footnotes

The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.
Mr. Clint D. Carlson, a United States citizen, who serves as president of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.