Filing Details
- Accession Number:
- 0001214659-15-007326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-30 06:13:41
- Reporting Period:
- 2015-10-29
- Filing Date:
- 2015-10-30
- Accepted Time:
- 2015-10-30 06:13:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1014111 | Imation Corp | IMN | Magnetic & Optical Recording Media (3695) | 411838504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
203383 | Tdk Corp | 3-9-1 Shibaura Minato-Ku, Tokyo M0 108-0023 | No | No | No | No | |
851343 | Tdk Usa Corp | 455 Rxr Plaza Uniondale NY 11556 | No | No | No | No | |
1409142 | S.a. Europe Tdk | 20, Rue De L'Industrie, L-8399 Windhof Grand Duchy Of Luxembourg N4 | No | No | No | No | |
1409143 | Tdk Hong Kong Co Ltd | 1/F, Sae Technology Center 6 Science Park East Ave Shantin N.t K3 | No | No | No | No | |
1409144 | Ltd (Pte) Singapore Tdk | 11 North Buona Vista Drive #13-08 The Metropolis Tower 2 Singapore U0 138589 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-10-29 | 6,675,764 | $0.00 | 915,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-29 | 660,946 | $0.00 | 0 | No | 4 | S | Indirect | Shares held by wholly owned subsidiary |
Common Stock | Disposition | 2015-10-29 | 1,941,167 | $0.00 | 0 | No | 4 | S | Indirect | Shares held by wholly owned subsidiary |
Common Stock | Disposition | 2015-10-29 | 63,757 | $0.00 | 0 | No | 4 | S | Indirect | Shares held by wholly owned subsidiary |
Common Stock | Disposition | 2015-10-29 | 112,504 | $0.00 | 0 | No | 4 | S | Indirect | Shares held by wholly owned subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Shares held by wholly owned subsidiary |
No | 4 | S | Indirect | Shares held by wholly owned subsidiary |
No | 4 | S | Indirect | Shares held by wholly owned subsidiary |
No | 4 | S | Indirect | Shares held by wholly owned subsidiary |
Footnotes
- The number shares of common stock reported in this line includes shares received via transfers from wholly owned subsidiaries prior to and in contemplation of such disposal, as detailed in the lines below.
- The dispositions reported herein were performed in exchange for the Issuer's performance of certain obligations, as set forth in the Agreement (the "Agreement"), dated as of September 28, 2015, by and between the Issuer and TDK Corporation ("TDK"), which was filed with the Securities and Exchange Commission on September 30, 2015 as Exhibit 4 to the Company's Amendment No. 2 to the Reporting Persons' Schedule 13D with respect to the common stock of the Issuer.
- The shares of common stock reported on this line were directly beneficially owned by TDK U.S.A. Corporation, a wholly owned subsidiary of TDK. TDK U.S.A. Corporation transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
- The shares of common stock reported on this line were directly beneficially owned by TDK Europe S.A., a wholly owned subsidiary of TDK. TDK Europe S.A. transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
- The shares of common stock reported on this line were directly beneficially owned by TDK Hongkong Company Limited, a wholly owned subsidiary of TDK. TDK Hongkong Company Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
- The shares of common stock reported on this line were directly beneficially owned by TDK Singapore (Private) Limited, a wholly owned subsidiary of TDK. TDK Singapore (Private) Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.