Filing Details

Accession Number:
0001214659-15-007326
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-30 06:13:41
Reporting Period:
2015-10-29
Filing Date:
2015-10-30
Accepted Time:
2015-10-30 06:13:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1014111 Imation Corp IMN Magnetic & Optical Recording Media (3695) 411838504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
203383 Tdk Corp 3-9-1 Shibaura
Minato-Ku, Tokyo M0 108-0023
No No No No
851343 Tdk Usa Corp 455 Rxr Plaza
Uniondale NY 11556
No No No No
1409142 S.a. Europe Tdk 20, Rue De L'Industrie, L-8399 Windhof
Grand Duchy Of Luxembourg N4
No No No No
1409143 Tdk Hong Kong Co Ltd 1/F, Sae Technology Center
6 Science Park East Ave
Shantin N.t K3
No No No No
1409144 Ltd (Pte) Singapore Tdk 11 North Buona Vista Drive
#13-08 The Metropolis Tower 2
Singapore U0 138589
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-29 6,675,764 $0.00 915,000 No 4 S Direct
Common Stock Disposition 2015-10-29 660,946 $0.00 0 No 4 S Indirect Shares held by wholly owned subsidiary
Common Stock Disposition 2015-10-29 1,941,167 $0.00 0 No 4 S Indirect Shares held by wholly owned subsidiary
Common Stock Disposition 2015-10-29 63,757 $0.00 0 No 4 S Indirect Shares held by wholly owned subsidiary
Common Stock Disposition 2015-10-29 112,504 $0.00 0 No 4 S Indirect Shares held by wholly owned subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Shares held by wholly owned subsidiary
No 4 S Indirect Shares held by wholly owned subsidiary
No 4 S Indirect Shares held by wholly owned subsidiary
No 4 S Indirect Shares held by wholly owned subsidiary
Footnotes
  1. The number shares of common stock reported in this line includes shares received via transfers from wholly owned subsidiaries prior to and in contemplation of such disposal, as detailed in the lines below.
  2. The dispositions reported herein were performed in exchange for the Issuer's performance of certain obligations, as set forth in the Agreement (the "Agreement"), dated as of September 28, 2015, by and between the Issuer and TDK Corporation ("TDK"), which was filed with the Securities and Exchange Commission on September 30, 2015 as Exhibit 4 to the Company's Amendment No. 2 to the Reporting Persons' Schedule 13D with respect to the common stock of the Issuer.
  3. The shares of common stock reported on this line were directly beneficially owned by TDK U.S.A. Corporation, a wholly owned subsidiary of TDK. TDK U.S.A. Corporation transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
  4. The shares of common stock reported on this line were directly beneficially owned by TDK Europe S.A., a wholly owned subsidiary of TDK. TDK Europe S.A. transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
  5. The shares of common stock reported on this line were directly beneficially owned by TDK Hongkong Company Limited, a wholly owned subsidiary of TDK. TDK Hongkong Company Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
  6. The shares of common stock reported on this line were directly beneficially owned by TDK Singapore (Private) Limited, a wholly owned subsidiary of TDK. TDK Singapore (Private) Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.