Filing Details
- Accession Number:
- 0000878526-15-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-29 20:02:25
- Reporting Period:
- 2015-10-27
- Filing Date:
- 2015-10-29
- Accepted Time:
- 2015-10-29 20:02:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451629 | Jonathan Kennedy | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Sr. Vp, Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-10-27 | 10,496 | $13.24 | 84,496 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2015-10-27 | 10,496 | $45.75 | 74,000 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-10-28 | 962 | $13.24 | 74,962 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2015-10-28 | 962 | $45.70 | 74,000 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-10-28 | 17,500 | $22.50 | 91,500 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2015-10-28 | 17,500 | $45.70 | 74,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2015-10-27 | 10,496 | $0.00 | 10,496 | $13.24 |
| Common Stock | Non-qualified Stock Option | Disposition | 2015-10-28 | 962 | $0.00 | 962 | $13.24 |
| Common Stock | Non-qualified Stock Option | Disposition | 2015-10-28 | 17,500 | $0.00 | 17,500 | $22.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 962 | 2013-05-08 | 2019-04-08 | No | 4 | M | Direct |
| 0 | 2013-05-08 | 2019-04-08 | No | 4 | M | Direct |
| 22,500 | 2014-02-01 | 2020-01-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $45.60 to $45.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $45.29 to $46.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vests in 48 equal monthly installments beginning on the date of grant.
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