Filing Details
- Accession Number:
- 0000878526-15-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-29 19:59:49
- Reporting Period:
- 2015-10-27
- Filing Date:
- 2015-10-29
- Accepted Time:
- 2015-10-29 19:59:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221306 | Christopher Chune Dong Chung | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Vice President Medical Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-10-27 | 1,400 | $16.38 | 124,443 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2015-10-27 | 1,400 | $46.02 | 123,043 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-10-28 | 24,600 | $16.38 | 147,643 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2015-10-28 | 24,600 | $45.71 | 123,043 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option | Disposition | 2015-10-27 | 1,400 | $0.00 | 1,400 | $16.38 |
| Common Stock | Nonqualified Stock Option | Disposition | 2015-10-28 | 24,600 | $0.00 | 24,600 | $16.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,600 | 2011-07-01 | 2017-06-01 | No | 4 | M | Direct |
| 0 | 2011-07-01 | 2017-06-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $46.00 to $46.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $45.50 to $46.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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